BR - Broadridge Financial Solutions, Inc.
About Broadridge Financial Solutions, Inc. (https://www.broadridge.com)
Broadridge Financial Solutions, Inc. delivers specialized technology and communication services designed for the financial sector. Its Investor Communication Solutions division is responsible for processing and disseminating proxy materials for equity securities and mutual funds, streamlining associated voting procedures. Furthermore, it circulates vital regulatory disclosures, details on class actions and corporate reorganizations, and comprehensive tax reporting services. Notable offerings include ProxyEdge, an electronic proxy delivery and voting system. The company also provides data-centric solutions and a holistic platform for content creation, management, and multi-channel delivery of regulatory, marketing, and transactional content, alongside mutual fund transaction processing and advanced data analysis tools. This segment offers tailored services for public companies and investment funds, encompassing support for SEC filings and capital market transactions, registrar functions, stock transfer, and meticulous record-keeping. It also develops integrated customer communication strategies, all powered by its Broadridge Communications Cloud platform for creating and managing client engagement. The Global Technology and Operations segment streamlines the entire transaction workflow, from initial order to final settlement, across a wide array of asset classes, such as equities, mutual funds, fixed income instruments, foreign exchange, and exchange-traded derivatives. Its services encompass areas like order capture and execution, trade confirmation, margin management, cash flow, clearance and settlement, reference data, reconciliations, securities financing, collateral management, asset servicing, regulatory compliance, portfolio accounting, and custody. This segment also provides outsourced business operations, sophisticated technological tools covering portfolio management, compliance adherence, fee billing, and overarching operational support, as well as specialized solutions for capital markets and wealth management firms. Established in 1962, the company maintains its headquarters in Lake Success, New York.
Key Executives
| NAME | TITLE | DOB | SALARY |
|---|---|---|---|
| Timothy C. Gokey | Chief Executive Officer, Executive Officer & Executive Director | 1962 | $2,671,464 USD |
| Christopher J. Perry | President & Director | 1962 | $2,058,584 USD |
| Thomas Carey | Corporate Vice President, Executive Officer and President of Global Technology & Operations | 1972 | $1,909,739 USD |
| Hope Jarkowski | Corporate Vice President, Executive Officer & Chief Legal Officer | 1975 | $1,105,082 USD |
| Ashima Ghei | Corporate Vice President, Executive Officer & Chief Finance Officer | 1980 | $1,073,174 USD |
| Gregg Rosenberg | Global Head of Corporate Communications | – | – |
| Richard J. Daly | Chair Emeritus | 1953 | – |
| Roz Smith | Chief Operating Officer | – | – |
| Tyler Derr | Chief Technology Officer | – | – |
| W. Edings Thibault | Head of Investor Relations & Corporate Communications | – | – |