LPLA - LPL Financial Holdings Inc.
About LPL Financial Holdings Inc. (https://www.lpl.com)
LPL Financial Holdings Inc., together with its subsidiaries, provides an integrated platform of brokerage and investment advisory services to independent financial advisors and financial advisors at financial institutions in the United States. Its brokerage offerings include variable and fixed annuities, mutual funds, equities, retirement and education savings plans, fixed income, and insurance, as well as alternative investments, such as non-traded real estate investment trusts and auction rate notes. The company also provides advisory platforms that provide access to mutual funds, exchange-traded funds, stocks, bonds, certain option strategies, unit investment trusts, and institutional money managers and no-load multi-manager variable annuities. In addition, it offers money market programs; and retirement solutions for commission-and fee-based services that allow advisors to provide brokerage services, consultation, and advice to retirement plan sponsors. Further, the company provides other services comprising tools and services that enable advisors to maintain and grow their practices; trust, investment management oversight, and custodial services to trusts for estates and families, as well as insurance brokerage general agency services; and technology products, such as proposal generation, investment analytics, and portfolio modeling. The company was formerly known as LPL Investment Holdings Inc. and changed its name to LPL Financial Holdings Inc. in June 2012. LPL Financial Holdings Inc. was founded in 1989 and is based in San Diego, California.
Key Executives
| NAME | TITLE | DOB | SALARY |
|---|---|---|---|
| Richard Steinmeier | Chief Executive Officer & Director | 1974 | $4,528,954 USD |
| Matthew Jon Audette | President & Chief Financial Officer | 1975 | $3,763,647 USD |
| Greg Gates | MD and Chief Technology & Information Officer | 1977 | $2,309,933 USD |
| Matthew K. Enyedi | MD & Chief Client Officer | 1974 | $1,887,661 USD |
| Aneri Jambusaria | Group MD & Chief Wealth Officer | 1984 | $1,391,087 USD |
| Corey Staten | Executive Vice President of Service | – | – |
| Emily Field | Group MD & Chief People Officer | 1989 | – |
| Jason Hoody | Head of Manager Research & Sustainable Investing | – | – |
| Jeffrey J. Roach | Chief Economist | – | – |
| Jeffrey S. Buchbinder | Chief Equity Strategist | – | – |
| Judith Kohoskie Ricketts | Executive Vice President of Operations | – | – |
| Katelyn Shackleton | Executive Vice President of Corporate Strategy & New Ventures | – | – |
| Katharine Reeping | Senior Vice President, Controller & Chief Accounting Officer | 1978 | – |
| Marc Andrew Zabicki | Chief Investment Officer | – | – |
| Matthew Morningstar | Group MD & Chief Legal Officer | 1976 | – |
| Quincy Krosby | Chief Global Strategist | – | – |
| Robert Krivit | Senior Vice President & Head of Trading | – | – |
| Sara Dadyar | MD & Chief Human Resources Officer | 1974 | – |